Status: Revised Effective Date: 03/23/2025
Doc ID: GEN06-0325.1 Last Review Date: 07/16/2024
Approval and implementation dates for specific health plans may vary. Please consult the applicable health plan for more details.
Clinical Appropriateness Guidelines
Appropriate Use Criteria: Genetic Testing for Inherited Conditions
Proprietary
© 2025 Carelon Medical Benefits Management, Inc. All rights reserved.
Table of Contents
Description and Application of the Guidelines
Clinical Appropriateness Framework
Simultaneous Ordering of Multiple Diagnostic or Therapeutic Interventions
Repeat Diagnostic Intervention
Repeat Therapeutic Intervention
Genetic Testing for Inherited Conditions
Genetic testing for inherited conditions
Multi-gene panel testing for inherited conditions
Condition-Specific Requirements
Hereditary arrhythmia syndromes
Hereditary cardiomyopathy syndromes
Post-mortem testing after sudden cardiac death
Preimplantation Genetic Testing
Biomarker Testing for Rejection in Solid Organ Transplantation
Description and Application of the Guidelines
The Carelon Clinical Appropriateness Guidelines (hereinafter “the Carelon Clinical Appropriateness Guidelines” or the “Guidelines”) are designed to assist providers in making the most appropriate treatment decision for a specific clinical condition for an individual. The Guidelines establish objective and evidence-based criteria for medical necessity determinations, where possible, that can be used in support of the following:
- To establish criteria for when services are medically necessary
- To assist the practitioner as an educational tool
- To encourage standardization of medical practice patterns
- To curtail the performance of inappropriate and/or duplicate services
- To address patient safety concerns
- To enhance the quality of health care
- To promote the most efficient and cost-effective use of services
The Carelon guideline development process complies with applicable accreditation and legal standards, including the requirement that the Guidelines be developed with involvement from appropriate providers with current clinical expertise relevant to the Guidelines under review and be based on the most up-to-date clinical principles and best practices. Resources reviewed include widely used treatment guidelines, randomized controlled trials or prospective cohort studies, and large systematic reviews or meta-analyses. Carelon reviews all of its Guidelines at least annually.
Carelon makes its Guidelines publicly available on its website. Copies of the Guidelines are also available upon oral or written request. Additional details, such as summaries of evidence, a list of the sources of evidence, and an explanation of the rationale that supports the adoption of the Guidelines, are included in each guideline document.
Although the Guidelines are publicly available, Carelon considers the Guidelines to be important, proprietary information of Carelon, which cannot be sold, assigned, leased, licensed, reproduced or distributed without the written consent of Carelon.
Carelon applies objective and evidence-based criteria, and takes individual circumstances and the local delivery system into account when determining the medical appropriateness of health care services. The Carelon Guidelines are just guidelines for the provision of specialty health services. These criteria are designed to guide both providers and reviewers to the most appropriate services based on a patient’s unique circumstances. In all cases, clinical judgment consistent with the standards of good medical practice should be used when applying the Guidelines. Guideline determinations are made based on the information provided at the time of the request. It is expected that medical necessity decisions may change as new information is provided or based on unique aspects of the patient’s condition. The treating clinician has final authority and responsibility for treatment decisions regarding the care of the patient and for justifying and demonstrating the existence of medical necessity for the requested service. The Guidelines are not a substitute for the experience and judgment of a physician or other health care professionals. Any clinician seeking to apply or consult the Guidelines is expected to use independent medical judgment in the context of individual clinical circumstances to determine any patient’s care or treatment.
The Guidelines do not address coverage, benefit or other plan specific issues. Applicable federal and state coverage mandates take precedence over these clinical guidelines, and in the case of reviews for Medicare Advantage Plans, the Guidelines are only applied where there are not fully established CMS criteria. If requested by a health plan, Carelon will review requests based on health plan medical policy/guidelines in lieu of the Carelon Guidelines. Use of an FDA approved or conditionally approved product does not constitute medical necessity or guarantee reimbursement by the respective health plan.
The Guidelines may also be used by the health plan or by Carelon for purposes of provider education, or to review the medical necessity of services by any provider who has been notified of the need for medical necessity review, due to billing practices or claims that are not consistent with other providers in terms of frequency or some other manner.
General Clinical Guideline
Clinical Appropriateness Framework
Critical to any finding of clinical appropriateness under the guidelines for a specific diagnostic or therapeutic intervention are the following elements:
- Prior to any intervention, it is essential that the clinician confirm the diagnosis or establish its pretest likelihood based on a complete evaluation of the patient. This includes a history and physical examination and, where applicable, a review of relevant laboratory studies, diagnostic testing, and response to prior therapeutic intervention.
- The anticipated benefit of the recommended intervention is likely to outweigh any potential harms, including from delay or decreased access to services that may result (net benefit).
- Widely used treatment guidelines and/or current clinical literature and/or standards of medical practice should support that the recommended intervention offers the greatest net benefit among competing alternatives.
- There exists a reasonable likelihood that the intervention will change management and/or lead to an improved outcome for the patient.
Providers may be required to submit clinical documentation in support of a request for services. Such documentation must a) accurately reflect the clinical situation at the time of the requested service, and b) sufficiently document the ordering provider’s clinical intent.
If these elements are not established with respect to a given request, the determination of appropriateness will most likely require a peer-to-peer conversation to understand the individual and unique facts that would justify a finding of clinical appropriateness. During the peer-to-peer conversation, factors such as patient acuity and setting of service may also be taken into account to the extent permitted by law.
Genetic tests not specifically mentioned in the guidelines are considered not medically necessary.
Simultaneous Ordering of Multiple Diagnostic or Therapeutic Interventions
Requests for multiple diagnostic or therapeutic interventions at the same time will often require a peer-to-peer conversation to understand the individual circumstances that support the medical necessity of performing all interventions simultaneously. This is based on the fact that appropriateness of additional intervention is often dependent on the outcome of the initial intervention.
Additionally, either of the following may apply:
- Current literature and/or standards of medical practice support that one of the requested diagnostic or therapeutic interventions is more appropriate in the clinical situation presented; or
- One of the diagnostic or therapeutic interventions requested is more likely to improve patient outcomes based on current literature and/or standards of medical practice.
Repeat Diagnostic Intervention
In general, repeated testing of the same anatomic location for the same indication should be limited to evaluation following an intervention, or when there is a change in clinical status such that additional testing is required to determine next steps in management. At times, it may be necessary to repeat a test using different techniques or protocols to clarify a finding or result of the original study.
Repeated testing for the same indication using the same or similar technology may be subject to additional review or require peer-to-peer conversation in the following scenarios:
- Repeated diagnostic testing at the same facility due to technical issues
- Repeated diagnostic testing requested at a different facility due to provider preference or quality concerns
- Repeated diagnostic testing of the same anatomic area based on persistent symptoms with no clinical change, treatment, or intervention since the previous study
- Repeated diagnostic testing of the same anatomic area by different providers for the same member over a short period of time
Repeat Therapeutic Intervention
In general, repeated therapeutic intervention in the same anatomic area is considered appropriate when the prior intervention proved effective or beneficial and the expected duration of relief has lapsed. A repeat intervention requested prior to the expected duration of relief is not appropriate unless it can be confirmed that the prior intervention was never administered. Requests for ongoing services may depend on completion of previously authorized services in situations where a patient’s response to authorized services is relevant to a determination of clinical appropriateness.
Genetic Testing for Inherited Conditions
Description and Scope
Genetic testing for inherited conditions including single gene testing, applies to individuals who are clinically symptomatic for a suspected condition and/or may be at increased risk for carrying a pathogenic variant associated with a condition(s) based on family history or ancestry. The clinical utility of such testing may include making a definitive diagnosis or offering important prognostic information that could meaningfully impact patient management and clinical outcomes for affected individuals and their family members. Specific testing realms discussed in this guideline are general indications for single gene or multi-gene testing including but not limited to hereditary cardiac, hereditary neurologic, thrombophilia, preimplantation genetic testing, and genetic biomarker testing of rejection in solid organ transplantation.
For specific test modalities, see the Carelon Guidelines for Chromosomal Microarray Analysis and Whole Exome Sequencing and Whole Genome Sequencing. For testing associated with reproduction, see Carrier Screening in the Reproductive Setting guideline. For testing associated with hereditary cancer syndromes, see Hereditary Cancer Testing guideline. For testing of tumor biomarkers, see the Somatic Tumor Testing guideline.
General Recommendations
Genetic Counseling
Counseling is strongly recommended prior to genetic testing and should include ALL of the following components:
- Interpretation of family and medical histories to provide a risk assessment for disease occurrence or recurrence
- Education about inheritance, genetic testing, disease management, prevention, risk reduction, and resources
- Counseling to promote informed choices and adaptation to the risk or presence of a genetic condition
- Counseling for the psychological aspects of genetic testing
- Counseling should include the following details:
- Limitations of the testing used
- A negative result does not indicate heritable risk is zero or low
- Identification of inconclusive results called variants of uncertain significance is possible
- Modifications to genetic variants’ pathogenicity interpretations can occur and patients may be recontacted with reclassified results in the future
Note: Post-test counseling should be performed for any diagnostic genetic test result.
Rationale
Genetic testing is a procedure that involves risk that accompanies its potential benefits. The clinical team and the patient should consider the balance of risks and potential benefits before testing is pursued through informed consent. As with any procedure, the clinical utility of the genetic test must be considered along with its psychological and sociologic implications.1 Counseling, either by a genetic counselor and/or team clinician, provides a patient-centered approach to the care of individuals who are undergoing a diagnostic genetic test.2
It is also recognized that the accessibility to genetic counselors is limited by available resources as well as other social determinants of health. Therefore, as it relates to screening, the importance should be placed on counseling in a general sense, such as informed consent, as noted above.3
Genomic technologies generate large amounts of data, and this increases the potential for uncertainty in managing and adapting to this information.4 Clinicians are tasked with accurately interpreting and communicating information about test validity and the reliability of test results, as well as the probability for individual patient benefit.4, 5 Uncovering incidental findings and being overwhelmed with information are important barriers to genetic testing, particularly among vulnerable patient subgroups.4 Genetic counseling is an invaluable resource for patients undergoing genetic testing, but there are practical limitations because of the scarcity of genetic counselors relative to the current need, as noted above.
Clinical Indications
General Requirements
Genetic testing for inherited conditions
Genetic testing is considered medically necessary for an individual when ALL the following criteria are met:
- The individual is either suspected to have a known genetic condition based on clinical presentation or the individual may be presymptomatic but at significant risk based on family history*
- The genetic disorder being evaluated has clearly defined gene(s) and pathogenic variants associated with it and the associated test has high sensitivity and specificity to guide clinical decision making
- The genetic testing has established analytical and clinical validity and is performed in an appropriately accredited and certified laboratory
- Alternate, biochemical, or other clinical tests are not available, provide an indeterminate result or are less effective than genetic testing
- The natural history of the disease is associated with significant morbidity and or mortality in affected individuals
- Knowledge of the pathogenic variant(s) is expected to directly impact clinical management (predictive, diagnostic, surveillance, therapeutic, or reproductive) of the individual
*Family history of the condition(s) being evaluated is present in first-, second- or third-degree relatives as applicable to the inheritance pattern of the condition (i.e., autosomal dominant, autosomal recessive, X-linked). This may also include family history of a known pathogenic variant with or without expression of the condition being evaluated.
Confirmatory genetic testing of the identified variant(s) is considered medically necessary if ALL of the criteria above are met and EITHER of the following apply:
- An individual identified to have a pathogenic or likely pathogenic germline variant in genes with established clinical utility based on FDA approved direct-to-consumer genetic testing
- An individual identified to have a pathogenic or likely pathogenic germline variant in genes with established clinical utility based on results of IRB approved clinical research studies
Testing may be performed only once per lifetime for a given condition.
Multi-gene panel testing for inherited conditions
Panel testing may be considered when ALL general and condition-specific criteria are met AND ALL of the following criteria are met:
- Any multi-gene panel should be as focused as reasonably possible taking into account the prevalence of each gene and the clinical utility of identifying the presence or absence of a pathogenic variant in each gene
- Each gene included in the panel must have evidence to show their association with the condition AND pathogenic variants in each gene could affect clinical management
- Testing for the more probable genes should be performed before gene panel testing where clinically appropriate
Rationale
Mendelian disorders result from combinations of variants in one or a few genes that have a large effect on the propensity for developing a certain condition. While various common conditions are covered by specific guideline criteria, it is not feasible to establish criteria for every Mendelian disorder. This general guideline describes criteria for testing for a single gene or a focused panel of genes to diagnose a specific condition or provide important information related to therapeutic choices or prognostication.
Condition-Specific Requirements
Cardiac Conditions
Genetic testing for hereditary cardiac conditions is considered medically necessary when ALL of the general medical necessity criteria above are met in addition to the condition-specific criteria below.
Hereditary arrhythmia syndromes
Genetic testing for pathogenic variants associated with long QT syndrome, catecholamine polymorphic ventricular tachycardia (CPVT), or Brugada syndrome is considered medically necessary when ANY of the following are present:
- The individual to be tested is symptomatic with supporting clinical and ECG features for long QT syndrome, or catecholamine polymorphic ventricular tachycardia (CPVT), or Brugada syndrome
- The individual to be tested is presymptomatic with characteristic ECG features (at rest or with exercise) suggestive of an inherited cardiac arrhythmia syndrome AND the individual to be tested has a first-degree relative with ANY of the following:
- Sudden cardiac death
- Unexplained syncope
- Unexplained cardiac arrest
- There is a known familial pathogenic variant associated with long QT syndrome, catecholamine polymorphic ventricular tachycardia (CPVT), or Brugada syndrome in a first- or second-degree relative
- The genetic testing is focused on pathogenic variants relevant to the individual’s suspected clinical diagnosis and known familial genetics
Hereditary cardiomyopathy syndromes
Genetic testing for pathogenic variants associated with hereditary hypertrophic cardiomyopathy (HCM), arrhythmogenic right ventricular cardiomyopathy/dysplasia (ARVC/D), or inherited dilated cardiomyopathy (DCM) is considered medically necessary when ALL of the following criteria are met:
- The individual to be tested has a first-degree relative with supporting clinical features of one of the above-named inherited cardiomyopathy syndromes (HCM, ARVC/D, DCM)
- The individual to be tested has been clinically screened to exclude an alternate, acquired etiology of cardiomyopathy (e.g., ischemic cardiomyopathy, cardiac amyloidosis, etc.)
- The genetic testing is focused on pathogenic variants relevant to the individual’s suspected clinical diagnosis and known familial genetics
OR
- For clinically symptomatic individuals under the age of 18 for whom there is no known family history, a genetic syndrome has not been identified via clinical diagnosis, and an alternate, acquired etiology of cardiomyopathy (e.g., ischemic cardiomyopathy, cardiac amyloidosis, etc.) has been excluded
Hereditary aortopathies
Targeted genetic testing for pathogenic variants associated with significantly increased risk for heritable thoracic aortic disease (HTAD) may be medically necessary when ANY of the following are met:
- The individual to be tested has a personal history of TAD before age 60 AND other causes of acquired cardiac disease have been excluded
- The individual to be tested has a personal history of TAD at any age AND an additional personal history of aneurysm AND/OR dissection/rupture of other arteries
- The individual to be tested has other physical findings consistent with a syndromic connective tissue disorder in which an increased genetic risk for TAD is known but the underlying diagnosis cannot be established. (Examples include, but are not limited to, Marfan syndrome, Loeys-Dietz syndrome, vascular Ehlers-Danlos syndrome, or smooth muscle dysfunction syndrome)
- The individual to be tested is currently asymptomatic but has one or more first- or second-degree blood relative(s) who are unavailable for genetic testing but had a history of TAD, unexplained sudden cardiac death, and/or aneurysms/dissections in other arteries
Genetic testing for a known pathogenic variant in a gene associated with increased genetic risk for aortopathy is medically necessary when BOTH of the following are met:
- The individual has a first- or second-degree blood relative who has a pathogenic variant associated with HTAD
- The testing is targeted to the gene of the known familial pathogenic or likely pathogenic variant
Post-mortem testing after sudden cardiac death
After sudden cardiac death, genetic testing for pathogenic variants associated with cardiac channelopathies is considered medically necessary on an asymptomatic individual when ALL of the following criteria are met:
- The decedent was a first- or second-degree relative of the individual requesting the test
- Sudden cardiac death occurred at or before age 50
- The cause of sudden cardiac death remains unexplained despite the clinical history and autopsy, toxicology, and cardiac pathology findings
Amyloidosis
Genetic testing with TTR gene sequencing is considered medically necessary in individuals for whom a diagnosis of transthyretin amyloidosis has been confirmed in order to differentiate the hereditary variant from wild-type transthyretin amyloidosis.
Rationale
Genetic testing for certain inherited cardiomyopathy syndromes and inherited arrhythmia syndromes is recommended by cardiovascular societies. Finding a genetic cause for these inherited cardiac diseases makes an important impact by establishing a precise diagnosis, allowing predictive testing for family members, guiding choice of therapies, assisting in reproductive decisions (including preimplantation genetic diagnosis), and providing additional prognostic information.6 In a study of broad screening of patients with cardiomyopathy and/or arrhythmias with testing of up to 150 genes, about 30% of patients had a pathogenic or likely pathogenic variant in one of these following 8 genes associated with adverse clinical outcomes associated with hypertrophic cardiomyopathy: ACTC1, MYL2, MYBPC3, MYH7, MYL3, TNN13, TNNT2, and TPM1.7 Likewise, about 30% of patients undergoing broad genetic screening have pathogenic variants of one of 10 genes associated with heightened arrhythmia risk: ABCC9, DES, DSP, FLNC, LMNA, PLN, RBM20, SCN5A, or TTN. However, broad testing is associated with a high rate of variants of unknown significance (VUS), with 51% of patients screened having a VUS that is not clinically actionable and leads to potential harm to patients and their families. Overdiagnosis of certain cardiomyopathies (such as left ventricular noncompaction cardiomyopathy) can lead to lower yield of useful genetic test findings and higher rates of variants of unknown significance.7 Overall, establishing a precise clinical diagnosis, and comprehensive pre-test and post-test genetic counseling that includes robust 3-generational assessment of the family history of the particular disease8 will generate a higher pretest probability and positive genetic testing yield and will reduce the rate of uncertain findings. Family history may be informative in determining the likelihood of finding a pathogenic variant that fits the clinical picture of a presymptomatic individual. When a suspicious family history is present, the concern for an underlying genetic risk of an inherited cardiac syndrome would be higher. We recognize that there are inherent limitations to obtaining a family history such as adoption, estrangement, or limited health information. Additional considerations for family history in the setting of cardiac arrhythmias would include inter- and intra-familial variable expression, variable penetrance, and the possibility of the individual’s condition being de novo. In these cases, further clinical review may be indicated.
Cardiomyopathies represent a group of disorders of the heart muscle associated with cardiac dysfunction, aggravated by arrhythmias, heart failure, and sudden cardiac death (SCD). The most common causes of cardiomyopathy and congestive heart failure include ischemic heart disease, myocardial infarction, hypertension, and valvular heart disease. Other causes of heart failure are classified according to their structural and functional phenotypes. Rare, heritable forms of cardiomyopathy include hypertrophic cardiomyopathy (HCM), dilated cardiomyopathy (DCM), restrictive cardiomyopathy (RCM), and arrhythmogenic right ventricular (ARVC)/arrhythmogenic cardiomyopathy (ACM). These cardiomyopathies range in prevalence from 1:250 to 1:5000, with variations in frequency across different populations. In adult-onset cardiomyopathies, genetic inheritance is typically autosomal dominant, whereas in pediatric-onset cardiomyopathies, X-linked, autosomal recessive, and de novo sporadic patterns are more often observed.9 Identifying the specific cause of heart failure is important because there may be therapeutic and additional diagnostic implications.10
A rare cause of cardiomyopathy is transthyretin (ATTR) amyloidosis. This is a progressive fatal disease characterized by accumulation in tissues of amyloid fibrils composed of misfolded transthyretin (TTR) protein. The diagnosis is made by endomyocardial biopsy. The acquired (wild-type) ATTR amyloidosis is an increasingly recognized cause of cardiomyopathy. A hereditary form of ATTR amyloidosis is rare and thought to be present in approximately 50,000 persons worldwide.11 Heart failure guidelines from the American Heart Association/American College of Cardiology/Heart Failure Society of America and also the Canadian Cardiovascular Society/Canadian Heart Failure Society guidelines recommend that in patients for whom a diagnosis of ATTR amyloidosis is made, genetic testing with TTR gene sequencing is recommended to differentiate the hereditary from the wild type forms of this disease.10, 12
Consensus guidelines published in 2022 from the European Heart Rhythm Association (EHRA)/Heart Rhythm Society (HRS)/Asia Pacific Heart Rhythm Society (APHRS)/Latin American Heart Rhythm Society (LAHRS) distinguish syndromes for which there is significant diagnostic, prognostic, or therapeutic impact on the proband and genetic testing is recommended and considered useful from those where testing is sometimes considered by less useful.6 Hereditary cardiomyopathic hypertrophic (HCM) and arrhythmogenic right ventricular (ARVC) cardiomyopathies were recommended for testing based on diagnostic impact. Variants in genes encoding sarcomere proteins account for 30% to 60% of HCM, with MYH7 (encoding myosin heavy chain) and MYBPC3 (encoding cardiac myosin-binding protein C) the most commonly involved genes. ARVC is caused by variants in genes encoding desmosomal proteins. With more than 50 genes contributing, dilated cardiomyopathy is genetically more heterogeneous than HCM.9 Dilated cardiomyopathy did not receive a consensus recommendation based on diagnostic or therapeutic impact but was considered useful for prognostication.6
In the realm of arrhythmia syndromes, the identification of pathogenic variants associated with increased risk of sudden death may trigger consideration of primary prevention implantable cardioverter-defibrillators (ICDs) even in patients who have LVEF >0.35 or < 3 months of guideline recommended therapies.10 Genetic testing was recommended by the 2022 consensus guidelines of the EHRA/HRS/APHRS/LAHRS for long QT syndrome based on diagnostic, prognostic, and therapeutic impact, and for catecholamine polymorphic ventricular tachycardia (CPVT) based on diagnostic impact.6 While a lower level of evidence exists regarding the impact of genetic testing for the proband with Brugada syndrome in terms of diagnostic, prognostic, or therapeutic utility, testing was nevertheless recommended based on observational data and consensus recommendation for sequencing of SCN5A performed for an index case of Brugada syndrome. Of note, Long-QT syndrome (LQTS) is the most common heritable arrhythmia at a prevalence of ≈1:2500. There are three forms of LQTS, with variants in KCNQ1 (encoding potassium voltage-gated channel subfamily Q member 1, type 1 LQTS), KCNH2 (potassium voltage-gated channel subfamily H member 2, type 2 LQTS), and SCN5A (type 3 LQTS).9 More rare inherited arrhythmias include catecholaminergic polymorphic ventricular tachycardia (mostly RYR2-mediated), short-QT syndrome, early repolarization syndrome, familial atrial fibrillation, familial Wolff-Parkinson-White syndrome, and conduction system defects.
Most cases of SCD are caused by coronary artery disease, and approximately 40% of cardiac arrests are unexplained. Inherited arrythmias and cardiomyopathies are important contributors to SCD. Identifying an inherited condition after such an event has important ramifications for relatives who may be at risk for the familial condition.13 The addition of genetic testing to autopsy investigations has been shown to substantially increase the identification of possible causes of SCD among children and young adults.14 In a case series of 109 consecutive families, a comprehensive strategy that involved cardiological evaluation of family members with genetic testing had a diagnostic yield of 18%, with the majority having LQTS and older age probands (above age 40) more likely to have Brugada syndrome.15 There is sufficient yield in multi-gene panel genetic testing for channelopathies when young individuals experience otherwise unexplained SCD to support this approach in recent cardiac guidelines.6
A retrospective review of 1078 sudden death cases from July 2019-June 2022 evaluated through the New York City Office of the Medical Examiner (NYC-OME) included molecular genetic testing via an in-house laboratory. A broad-based panel including genes associated with channelopathies, cardiomyopathies, pulmonary embolism, sickle cell disease, and thoracic aortic disease was utilized. Of the total number of deaths, 34 (3%) were directly attributed to thoracic aortic dissection or rupture (TADR). A pathogenic or likely pathogenic variant was identified in a total of 8 individuals from this smaller cohort (23.5%), most often in the FBN1 gene (n=4). The presence of any pathogenic variant was more common among those who died young (< age 34), regardless of whether they had syndromic features. While still a small overall sample size, the authors consider molecular testing of TADR-related genes to be an essential component of post-mortem testing following SCD to both identify the genetic cause as well as to assist in the management of surviving at-risk relatives.16
The term aortopathy refers to any condition which predisposes an individual to aortic dilatation and/or dissection. Aortopathy may therefore be applied to both inherited as well as acquired conditions.17 Other blood vessels may also be at risk for dilatation/dissection, but this is less common. Thoracic aortic aneurysms of the aortic root or ascending aorta are usually asymptomatic but enlarge over time. When undiagnosed, these aneurysms may lead to life-threatening acute aortic dissection. Aortic dissection may also occur in the absence of aortic aneurysm. Elective surgical repair of ascending aortic aneurysms at tertiary care centers with extensive experience is associated with a significantly lower mortality rate than when emergent surgery is required.18 In the general population, risk factors for either thoracic or abdominal aortic aneurysms strongly overlap with those for acquired cardiac disease, such as hypertension, hyperlipidemia, smoking, and age.19
Hereditary aortopathies are divided into syndromic and non-syndromic conditions. Syndromic disorders are characterized by a broad phenotype impacting the vascular, skeletal, craniofacial, and/or cutaneous systems. Examples of representative connective tissue disorders include Marfan syndrome (due to variants in the FBN1 gene), Loeys-Dietz syndrome (TGFBR1, TGFBR2, SMAD3, TGFB2, TGFB3), and vascular Ehlers-Danlos syndrome (COL3A1). These conditions follow autosomal dominant inheritance with reduced penetrance and variable expressivity. Syndromic aortopathies are more likely to present with aortic aneurysm/dissection of the aortic arch and/or ascending thoracic aorta.19 Aneurysms are more likely to occur at younger ages and progress more quickly. While clinical criteria, such as the Ghent nosology for Marfan syndrome, may exist to help establish a diagnosis, phenotypic heterogeneity may make it challenging to differentiate one condition from another; in these cases, molecular testing using a multigene panel may be beneficial.17
Thoracic aortic disease (TAD) may also present as an isolated finding, without other associated clinical features; hence, this entity may be referred to as non-syndromic or hereditary TAD (HTAD). Non-syndromic forms also primarily follow autosomal dominant inheritance with variable expression and penetrance. It has been estimated that up to 20% of individuals with apparently isolated TAD have at least one affected first-degree relative.19 The presenting feature in these families is often an acute event at a younger-than-expected age, potentially even SCD, in the absence of other risk factors for acquired aneurysm/dissection or other clinical findings suggestive of a syndrome. The yield of genetic testing among those with non-syndromic TAD has historically been reported as 20%-30%,18 suggesting that a significant number of causative genes have not yet been identified.
Finally, increased risks for TAD have been variably seen among those with bicuspid aortic valve (BAV), coarctation of the aorta, and complex congenital heart defects, such as tetralogy of Fallot, transposition of the great vessels, and truncus arteriosus. While these structural anomalies, as isolated findings, are more likely to follow multifactorial inheritance, a subset have been linked to autosomal dominantly inherited pathogenic variants in genes not known to be associated with either syndromic or non-syndromic TAD, such as NOTCH1 and MAT2A.17-20
Renard et al.,21 as part of the Aortopathy Working Group, evaluated 53 candidate genes associated with heritable thoracic aortic aneurysm and dissection (HTAAD) using the semiquantitative Clinical Genome Resource (ClinGen) framework. Following careful curation, the genes were classified into five categories: definitive (n=9), strong (n=2), moderate (n=4), limited (n=15), and no reported evidence (n=23). Following additional categorization of severity of associated aortic disease and risk of progression, a total of eleven genes in the definitive and strong categories were designated “HTAAD genes” (category A): ACTA2, COL3A1, FBN1, LOX, MYH11, MYLK, PRKG1, SMAD3, TGFB2, TGFBR1, TGFBR2.18, 19 It is notable that several of these genes overlap with syndromic connective tissue disorders. Genes with moderate evidence of disease association fall under category B; these too may be included on aortopathy-related panels: EFEMP2, FOXE3, MFAP5, and SMAD2.18
Professional societies are supportive of molecular genetic testing as an aid in patient management for both syndromic and non-syndromic TAD.19, 22 Personalized management recommendations may include, but are not limited to, consideration of pharmacotherapy, surveillance for aortic dilatation or other vascular disease, surgical planning, referrals to appropriate subspecialists, where appropriate, and/or exercise restrictions.17, 22 Although genotype/phenotype correlations are not absolute in these disorders, the 2022 AHA/ACC treatment guidelines proposed surgical thresholds for prophylactic aortic root and ascending aortic repairs based on causative HTAD gene. Knowledge of the causative gene, whenever possible, also allows for cascade genetic testing of at-risk family members.19
Whole exome or genome sequencing has been suggested for the evaluation of an individual with thoracic aortic disease and clinical findings that overlap with other syndromes in which TAD is a rare complication. Examples of such conditions include Noonan syndrome, neurofibromatosis type I, and Alagille syndrome. However, such testing is not the standard of care and is unlikely to yield a higher rate of clinically actionable results compared to broader multigene panels.18, 22 Individuals with these conditions are also likely to present with other physical features that help establish a clinical diagnosis without the need for WES/WGS.
Neurological Conditions
Genetic testing for treatment of pathogenic variants associated with inherited neurological conditions may be medically necessary when the general requirements OR multi-gene panel criteria listed above are met.
Genetic testing for screening or diagnosis of ANY of the following common categories of neurological conditions is considered not medically necessary:
- Alzheimer’s dementia
- Frontotemporal dementias (i.e., Parkinsons’s disease, Pick disease, and others)
- Motor neuron diseases (such as amyotrophic lateral sclerosis)
Single gene testing for SOD1 pathogenic variants is considered medically necessary when BOTH of the following criteria are met:
- The individual is an adult with a clinical diagnosis of amyotrophic lateral sclerosis (ALS)
- The individual is a candidate for treatment with tofersen (Qalsody) per the FDA label
Note: This guideline does not address testing to guide selection of FDA-approved therapeutics with specific indications based on biomarker test results. Please refer to the Carelon Guidelines for Pharmacogenomic Testing.
Rationale
Nearly all major disorders treated by adult and pediatric neurologists on a daily basis are influenced by phenotypic variation, with heritability typically ranging widely from 20%-70%.23 However, Mendelian (single-gene) forms of common neurological conditions are rare and most of these conditions are genetically complex. Traditionally, history and physical exam, laboratory testing, neurophysiology and histopathology were primarily used in the initial diagnostic approach to most conditions. The advent and accessibility of next-generation sequencing (NGS) has expanded diagnostic testing approaches that now include single gene testing, gene panels, and even whole exome sequencing (WES) in some situations.24-26 Genetic testing may have clinical utility in this realm when it is shown to make a significant impact through one or more of the following: being cost effective by avoiding potential harm of invasive diagnostic procedures such as muscle and nerve biopsies; improving disease management and outcomes; improving the psychological impact on patients and family members by confirming an elusive diagnosis; or impacting family planning.27-30 Table 1 summarizes the major categories of neurological conditions that are or can be inherited and the associated patterns of inheritance. The table is not all inclusive, as additional less common neurological conditions exist. The table serves as a reference and does not imply that there is clinical utility for genetic testing of all listed conditions/genes, as clinical judgement and other diagnostic modalities may have superior clinical utility for certain neurological conditions.
Dementia is a prevalent chronic condition in older adults expected to affect 14 million in the United States by 2050.42 About 25% of the general population age 55 or older have a family history of dementia in a first degree relative, only a few hundred families with Mendelian forms of Alzheimer’s disease have been reported.43 Genetic testing for any individual genetic variation has poor predictive power for dementia and is not recommended in clinical practice.43, 44 While there are specific genes that may be tested such as APOE, APP, PSEN1, PSEN2 and others, the diagnosis of Alzheimer’s disease (AD) is clinical diagnosis of exclusion. However, the likelihood of a meaningful pathogenic variant rises if there are two or more affected first-degree relatives with early-onset dementia (diagnosed at less than 65 years of age). Only 2%-10% of those with AD have early-onset disease, and pathogenic variants are found in only 30%-50% of those individuals. While genetic testing may be diagnostic in symptomatic individuals with familial forms of Alzheimer’s dementia, with dominantly inherited dementias (such as Huntington disease), and frontotemporal dementia (FTD), such testing carries ethical risks and potential individual and family harms as well.45, 46 While early detection offers potential benefits including diagnostic closure, family planning, and opportunities for advance care planning, the potential harms may include adverse psychological responses, confusion provoked by genetic variants of unknown significance and variable penetrance, and vulnerability to discrimination. There are specialized centers that are pursuing specific protocols to explore predictive genetic testing for inherited Alzheimer’s disease and FTD further,47 but such testing is not in standard use.
Amyotrophic lateral sclerosis (ALS) is a progressive disorder characterized by the selective degeneration of corticospinal and spinal motor neurons, resulting in progressive paralysis of the four limbs, the bulbar region, and the respiratory system, leading to death within an average of 3–5 years after disease onset. The incidence is estimated between 1.6 and 4/100,000 person-years, with the onset generally between age 45 and 65 years. Familial forms account for approximately 10% of ALS cases with at least 25 genes having now been reproducibly implicated in familial ALS, sporadic ALS, or both (add Brown RH, 28700839).48 The genetics of ALS is complex due to genetic diversity, allelic heterogeneity, genetic pleiotropy, variable penetrance, genetic discordance and oligogenic etiology.27 An ad hoc group of authors and selected panelists developed evidence-based consensus guidelines for ALS genetic testing and recommended that all patients with ALS should be offered genetic testing with an ALS gene panel that includes at minimum C9ORF72, SOD1, FUS, TARDBP, genes strongly associated with ALS by ClinGen and any gene for which FDA approves a targeted therapy.49-51 Even though the FDA has approved antisense oligonucleotide therapy through accelerated approval, it is still being explored through confirmatory phase 3 trial for individuals with SOD1 ALS.52 Thus far such treatment has not improved clinical endpoints and has been associated with adverse events.37 Overall, ALS and FTD are conditions considered to belong to the same spectrum, and the hexanucleotide repeat expansion in C9ORF72 explains approximately 40% of familial ALS cases, 25% of familial FTD disease, and 5%–8% of apparently sporadic cases. The utility of presymptomatic genetic testing and counseling, however, is limited due to the unpredictability of the clinical phenotype and lack of clinical utility.48, 53
Table 1. Summary of major categories of inherited neurological conditions 31-41
Selected Specific Conditions | Pattern(s) of Inheritance | Key points related to evaluation | Gene(s) | Other comments |
---|---|---|---|---|
Neuromuscular disorders | ||||
Congenital myopathy | AD AR, X-linked | CK testing, EMG, muscle biopsy, family history | RYR1, NEM2, ACTA1, TPM2, DNM2, BIN1, MTM1, TPM3, ACTA1, TPM2, MYH7 | Symptomatic & supportive therapyExperimental treatment with albuterol for central core disease and multicore disease. Gene therapy clinical trials for myotubular myopathy |
Congenital muscular dystrophy (Becker, Ulrich, Bethlehem, Walker Warburg, muscle eye brain, Fukuyama) | AD, AR, X-linked | Various: Muscle biopsy, CK testing, family history | FKTN, POMT1, COL6A1, COL6A2, and COL6A3, etc. | Symptomatic & supportive therapy |
– Duchenne muscular dystrophy | X-linked | CK testing, family history | DMD | Treatments includes prednisone, deflazacort, eteplirsen, golodirsen, delandistrogene moxeparvovec-roklDrugs in clinical trials |
– Myotonic dystrophy 1 | AD, anticipation congenital | Family history, physical examination, EMG, muscle biopsy | DMPK CTG repeats pathogenic & fully penetrant > 50; unstable premutation range 34-49 unstable | Symptomatic & supportive therapyDefinitive diagnosis by genetic testing
Drugs in clinical trials |
– Myotonic dystrophy 2 | AD | Family history, physical examination, EMG, muscle biopsy | CNBP CCTG repeat expansionNormal – ≤30 uninterrupted CCTG repeats
Pathogenic 11-26 CCTG repeats with any GCTC or TCTG interrupted | Symptomatic & supportive therapyDefinitive diagnosis by genetic testing |
Charcot-Marie-Tooth disease | AD, AR,X-linked | Exclusion of acquired causes, family history | PMP22, GJB1/Cx32, MPZ/P0, MFN2 | Symptomatic & supportive therapy |
Monogenic epilepsy | AD | Testing focused on severe childhood epilepsies, and those with intellectual disability, autism, and other comorbidities | SCN1A, SCN2A, SCN8A, KCNQ2, KCNQ3, PRRT2, TSC1, TSC2, SLC6A1, SLC2A1 | Precision therapy: some genetic subtypes indicate better response to specific treatments |
Spinal and bulbar muscular atrophy (Kennedy disease) | X-linked | CK levels, liver enzymes: aspartate and alanine aminotransferase levels, family history | AR gene CAG repeat expansionNormal – ≤34 CAG repeats; Pathogenic – 38 CAG repeats; Incomplete penetrance with 36-37 CAG repeats | Symptomatic & supportive therapyGenetic testing is the preferred method for making a diagnosis |
Spinocerebellar ataxia | AD, anticipation *congenital | Brain MRI and Lab tests to rule out alternate causes, family history | SCA1,2,3,6,7*,8,17,50 | Symptomatic & supportive therapy |
Friedrich ataxia | AR | MRI, EMG, and tests to evaluate for diabetes and heart disease | FXN | Symptomatic & supportive therapyTreatment with omaveloxolone can improve neurological function and slow the progression of the disease
Asymptomatic at-risk siblings may be offered cardiac echocardiography to screen for typical cardiac findings |
Familial Parkinson’s disease | Variable | Review of symptoms, neurological exam, medical and, family history including ethnicity | SCNA, LRRK2, GBA1, PRKN, PINK1, DJ-1, ATP13A2, PLA2G6, FBX07, DNAJC6, SYNJ1, VPS13C, PTRHD1 | Symptomatic & supportive therapy |
Spinal disorders | ||||
Amyotrophic lateral sclerosis | Variable | History, exam, EMG, selected tests to exclude disorders that may mimic ALS, family history | SOD1, FUS, c9orf72, TARDBP, up to 25 different genes implicated | Symptomatic & supportive therapyPrecision therapy: tofersen treatment for SOD1 positive individuals. 10% of cases are familial.
Gene-specific therapies for SOD1/FUS/c9orf72 in clinical trials |
Hereditary spastic paraplegia | AD, AR, X-linked, mitochondrial | Brain MRI and family history including age of onset | SPG4, SPG3A, SPG231 (with AD pattern); SPG11, SPG15 (with cognitive impairment, sensory ataxia, or seizures); SPG7 (with cerebellar signs or proximal weakness or ophthalmoplegia); SPG4, SPG7, SPG31 (in absence of other indicators) | Symptomatic & supportive therapy |
Cognitive disorders | ||||
Early onset (<65 yrs) Alzheimer’s disease or frontotemporal dementia | AD | Brain MRI and Lab tests to rule out alternate causes, family history | PSEN1, PSEN2, APP (in Alzheimer’s disease); MAPT, GRN, C9orf72 (in frontotemporal dementia) | Symptomatic & supportive therapy |
Huntington’s disease | AD | Brain MRI and Lab tests to rule out alternate causes, family history | CAG repeat expansion in the HTT geneNormal – CAG repeats ≤26; Pathogenic – CAG repeats ≥36; Penetrance is incomplete with alleles of 36–39 repeats | Symptomatic & supportive therapyTetrabenazine and deutetrabenazine treat chorea
Symptomatic or at-risk individuals should have access to testing |
Other diseases | ||||
MELAS (stroke-like episodes or focal onset status epilepticus) | Maternal inheritance | Brain MRI, family history | m.3243A>G; POLG | Symptomatic & supportive therapyAlso see Whole Exome Sequencing and Whole Genome Sequencing guideline when indicated |
CADASIL (Cerebral Autosomal Dominant Arteriopathy with Sub-cortical Infarcts and Leukoencephalopathy) | AD | Evaluation for family history, young age of onset, consanguinity, characteristic brain MRI features | NOTCH3 | Symptomatic & supportive therapyCADASIL can be established by skin biopsy with electron microscopy showing GOM |
Thrombophilia Testing
Thrombophilia genetic testing for common pathogenic variants associated with Factor V Leiden or the prothrombin (Factor II) gene G20210A is considered medically necessary to inform anticoagulation decision-making when ANY of the following criteria are met:
- An individual who had a venous thromboembolism (VTE) at or before age 50 in association with unprovoking OR weakly provoking factors
- An individual with recurrent VTE
- An individual with VTE ANDEITHER of the following:
- Two or more family members with a history of VTE
- One first-degree relative with VTE at or before age 40
- An individual with VTE involving the cerebral or splanchnic veins
- An individual contemplating pregnancy who has a first-degree relative with VTE AND a confirmed hereditary thrombophilia
- An individual with an unprovoked VTE who is planning to stop anticoagulation Test for thrombophilia if test results would change this decision
Not Medically Necessary:
MTHFR-gene variant testing for hereditary thrombophilia risk assessment is considered not medically necessary.
Rationale
Venous thromboembolism (VTE) occurs in approximately 1 in 1000 persons and is associated with a small risk of death (less than 5%) but a higher risk of significant morbidity due to bleeding from use of anticoagulation, pulmonary and other complications of the event, and psychological distress.54 For those with unprovoked VTE, the risk of recurrence after stopping anticoagulation is 5%-10% after 1 year and 11%-36% after 5 years, with recurrence risks higher in men.55
Some individuals with VTE have an underlying genetic predisposition to the condition (inherited thrombophilia). The most common inherited thrombophilias are factor V Leiden thrombophilia (F5 gene) (heterozygous prevalence 2%-7%) and prothrombin thrombophilia (F2 gene) (heterozygous prevalence 1%-2%). The clinical penetrance of the VTE susceptibility genes, F5 and F2, is low in heterozygous carriers.56 Genetic testing orders for F5 and F2 gene variants are common; however, the clinical indications for testing are complicated.57 Other thrombophilias that are approached through non-genetic laboratory testing include the antiphospholipid syndrome (prevalence 2%) and more rare conditions including protein C or protein S deficiency (prevalence <0.5%) or antithrombin deficiency (prevalence 0.02%).58
Testing for inherited thrombophilia is controversial. Several authors have attempted to assess the utility of F5 and F2 testing on medical management and to develop testing criteria resulting in conditional recommendations and contradictory findings.59 Factors associated with the presence of an inherited thrombophilia include VTE at age less than 50 years; a strong family history of VTE; VTE in conjunction with weak provoking factors at a young age; recurrent VTE events; and VTE in an unusual site such as the central nervous system or splanchnic veins. Although inherited and acquired thrombophilias are acknowledged to increase the risk of VTE, data showing the clinical usefulness and benefits of testing are limited or nonexistent, as are data supporting the benefit of primary or secondary VTE prophylaxis based on thrombophilia status alone.60 Patients with inherited thrombophilia can and most often are identified and treated based on their personal and family history of VTE, even without knowledge of test results. There are limited indications for testing in some specific circumstances, particularly when stopping anticoagulation is being planned.58, 60, 61 Several international medical societies argue against testing for F5 and F2 for recurrent pregnancy loss.62
Individuals with cancer have a nine-fold higher risk of VTE compared to the general population.63 Large cohort studies have established that age, cancer type, metastasis, chemotherapy, surgery, radiotherapy, and patient history of VTE are the most common risk factors contributing to VTE in individuals with cancer. One systematic review and meta-analysis examined the role of inherited thrombophilias on the risk of cancer-associated thrombosis. Individuals with cancer and an F5 or F2 gene variant had a 2.28- and 2.14-fold increased risk of subsequent VTE, respectively, compared to individuals negative for F5 and F2 gene variants.64 F5 and F2 gene variants may be risk factors to consider when assessing for VTE risk and deciding whether to use primary thromboprophylaxis. The American Society of Hematology (ASH) 2023 guidelines for management of venous thromboembolism guideline conditionally suggest testing for hereditary thrombophilia in ambulatory patients with cancer receiving systemic therapy who have a family history of VTE and are at low or intermediate risk for VTE based on very low certainty in the evidence about effects.65 ASH acknowledges conditional recommendations are less likely to be applied to most patients than strong recommendations.
The common MTHFR gene variants, 677C>T and 1298A>G, are prevalent in the general population.58 Since meta-analyses have disproven an association between the presence of these MTHFR variants and VTE, the American College of Medical Genetics and Genomics (ACMG) recommended “Don’t order MTHFR genetic testing for the risk assessment of hereditary thrombophilia” in its contribution to the Choosing Wisely® campaign. This campaign highlighted common tests and treatments that patients and providers should question. The SARS-CoV-2 infection and COVID-19 illness is associated with arterial and venous thrombosis complications, but this does not have any known implications related to thrombophilia testing.66
Preimplantation Genetic Testing
Preimplantation genetic testing is considered medically necessary when the embryo(s) is at increased risk of a recognized inherited condition based on ALL of the following:
- The medical inherited condition and gene variants being evaluated would result in significant morbidity and/or mortality
- The condition is known to result from a single gene (PGT-M) abnormality, OR from structural changes of a gamete provider, preimplantation genetic testing for structural rearrangements (PGT-SR)
- Gamete providers meet ONE of the following criteria:
- Both gamete providers are known carriers of the same autosomal recessive condition
- One partner is a known carrier of an autosomal recessive disorder, AND the couple have previously produced offspring affected by that condition
- At least one gamete provider is a known carrier of an autosomal dominant or sex-linked condition
- One gamete provider is at greater than or equal to 25% risk to be a carrier of an autosomal dominant single gene condition OR an X-linked condition based on family history AND is requesting non-disclosure testing (e.g., Huntington’s disease; X-linked adrenoleukodystrophy)
- At least one gamete provider is a carrier of a balanced structural chromosome abnormality
- At least one gamete provider is an anonymous reproductive donor with unknown/unavailable carrier status when the other gamete provider is a known carrier
Preimplantation genetic testing for aneuploidy (PGT-A) is considered medically necessary when there is a clear heritable indication. Heritable indications include:
- X-linked recessive conditions (e.g., Duchenne muscular dystrophy, adrenoleukodystrophy, Fabry disease)
- Sex-limited conditions
Not Medically Necessary:
PGT is considered not medically necessary for ALL the following indications:
- PGT-A for indications that do NOT include a heritable risk including:
- Advanced maternal age
- Previous pregnancy with a trisomy
- Recurrent pregnancy loss
- Recurrent implantation failure
- Testing solely to determine if an embryo is a carrier of an autosomal recessive condition
- Somatic genetic changes
- Multifactorial conditions
- Polygenic risk scores/disorders (PGT-P)
- Variants of unknown significance
- Gender selection in the absence of sex-linked or sex-limited risk
- Nonmedical traits such as physical characteristics like height and eye color, etc.
Rationale
Preimplantation genetic testing
Preimplantation genetic testing (PGT) was previously termed preimplantation genetic screening (PGS) and preimplantation genetic diagnosis (PGD). PGT evaluates embryonic DNA for genetic abnormalities prior to embryo transfer. PGT can only be performed in the setting of In Vitro Fertilization (IVF). Embryos determined to be unaffected with the genetic abnormality, if available, can be selected for transfer into the uterus, significantly reducing risk of the abnormality.
Three main types of PGT addressed in this guideline include preimplantation genetic testing for monogenic conditions (PGT-M), preimplantation genetic testing for structural rearrangements (PGT-SR), and preimplantation genetic testing for aneuploidy (PGT-A).
PGT-M
PGT is available for a variety of monogenic conditions. PGT-M involves testing biopsied cells from embryos produced using IVF for likely pathogenic and pathogenic single gene variants. The specific causative pathogenic or likely pathogenic gene variant(s) in the family must be known prior to initiating an IVF cycle. This often includes genetic testing on one or both gamete providers as well as other family members.
Although PGT-M can be performed for most monogenic variants, there remain some cases for which PGT-M is not technically feasible. Despite technological advances in PGT, linkage analysis is still required in many cases, and oftentimes PGT laboratories require DNA from family members for development of a probe. The highly complex and individualized nature of PGT-M necessitates case review by a PGT laboratory followed by customized test development, which should be completed prior to initiating an IVF cycle.67
The clinical utility of PGT-M is firmly established.68
PGT-SR
PGT-SR involves testing biopsied cells from embryos produced using IVF for chromosome abnormalities. Structural chromosomal rearrangements (SRs) are either observed as segmental aneuploidy when unbalanced or, when balanced, usually presenting as a relatively normal phenotype, and discovered when the individual tries to conceive. Carriers of SRs are prone to infertility, repeated miscarriage, and recurrent stillbirth as well as offspring with significant congenital disorders.69 PGT-SR cases are individualized and complex and necessitate case review by a PGT laboratory prior to initiating an IVF cycle.
There is adequate evidence to support the use of PGT for individuals that are documented carriers of a heritable chromosome abnormality.68, 70, 71
PGT-A
PGT-A involves testing biopsied cells from embryos produced using IVF for chromosome abnormalities. At the inception of PGT-A practice, FISH was performed to screen for common aneuploidies from single cells of cleavage stage embryos. As PGT-A became more common, so did the use of microarray technology and testing of multiple cells from the trophectoderm (TE) at the blastocyst stage.72, 73 Next generation sequencing (NGS) is the latest PGT-A technology. NGS can identify embryos that are thought to have reduced viability and lower implantation rates, such as mosaic embryos and those with partial aneuploidies or triploidy.74, 75
Advances in genetic testing technology often come with larger amounts of data. NGS-based PGT-A performed on TE cells increased the rates of mosaic results. TE mosaicism has been reported to be as high as 3%-20% with more sensitive assays such as NGS.76 Technical variables affecting the quality of biopsy, or of downstream NGS procedures, may impact the significance and clinical implication of mosaic results.77 High rates of mosaicism in TE led to high false positive diagnoses.78 Some mosaic embryos can and do result in healthy liveborn infants.79 In 2021, Viotti et al. published data from an international, multi-site, case-control trial analyzing outcomes from 1,000 mosaic and 5561 euploid embryo transfers. The data provided clinical, statistically significant evidence for the traits of mosaicism identified with PGT-A that affect implantation and spontaneous abortion, offering a guide for ranking mosaic embryos in the clinic. The publication provides PGT-A tools that identify and characterize mosaic embryos and outcomes, allowing for clinical management.79 It is important to note that the transfer of embryos without PGT-A has been ongoing for 40 years, and a proportion of those embryos that were transferred were certainly mosaic.
Several peer-reviewed studies and authors do not support the use of PGT-A in couples undergoing IVF in the general population.80, 81 In addition, The American Society for Reproductive Medicine (ASRM) and The American College of Obstetricians and Gynecologists (ACOG) have published committee opinions on the use of PGT-A.67, 68 In 2018, the Practice Committee of the ASRM and the Society for Assisted Reproductive Technology released a Committee Opinion discussing studies indicating benefits of PGT-A while pointing out important limitations of the available study data.67 Specifically, they stated that the value of PGT-A as a screening test for IVF was yet to be determined. Later in 2020, ASRM Practice Committee and Genetic Counseling Professional Group published a Committee Opinion describing management of PGT-A mosaic results and specifically stated that they did not endorse, nor suggest, that PGT-A was appropriate for all patients undergoing IVF. Also in 2020, ACOG published a Committee Opinion stating that additional research was needed to establish overall clinical utility of PGT-A.67, 68 They recommended future research to examine the appropriate subset of patients that may benefit from PGT-A, the residual risk for aneuploidy in PGT-A euploid embryos and the clinical significance of mosaicism. In 2023, the European Society of Human Reproduction and Embryology (ESHRE) released Good Practice Recommendations stating “pre-implantation genetic testing for aneuploidy is currently not recommended for routine clinical use.”82 The Preimplantation Genetics Diagnosis International Society published a Position Statement in 2021 stating that PGT-A improves initial IVF outcomes by avoiding unwitting transfer of aneuploid embryos in morphology-based selection practices.83
Two recent meta-analyses of randomized control trials found that PGT-A increased the live birth rates in women of advanced maternal age (>35 years).84, 85 In addition, findings of an international meta-analysis of randomized control trials and non-randomized studies of interventions suggest a selective positive effect of PGT-A on reproductive outcomes of patients with recurrent pregnancy loss and patients of advanced maternal age (>35 years).86 Another meta-analysis demonstrated that an increase of maternal age is associated with lower ongoing pregnancy rates and live birth rates even after the transfer of euploid blastocysts.87 Only one consensus-based specialty society guideline has been published on the clinical utility of PGT-A in recurrent implantation failure. The ESHRE does not recommend PGT-A for recurrent implantation failure but states it can be considered.88
Biomarker Testing for Rejection in Solid Organ Transplantation
Use of AlloMap gene-expression profiling for monitoring adolescent and adult patients post-cardiac transplantation who are considered low risk for graft rejection is medically necessary when ALL of the following criteria are met:
- The individual is at least 15 years old and at least 6 months post-cardiac transplantation
- The individual is clinically stable and does not have signs or symptoms of congestive heart failure
- The individual does not have signs or symptoms of graft rejection or require acute treatment for rejection
- Testing is not more frequent than the following:
- Every 3 months between month 6 and month 24 after transplantation
- Every 6 months between month 24 and month 60 after transplantation
- Testing does not extend beyond 60 months after transplantation
Not Medically Necessary:
Donor-derived cell free DNA testing (to include, although not limited to, AlloSure and Prospera) for use as a biomarker for diagnosis and/or monitoring of cardiac organ transplant rejection is considered not medically necessary.
Genetic testing (including donor-derived cell free DNA testing, gene expression profiling, or microRNA testing) for use as a biomarker for diagnosis and/or monitoring of kidney or other (non-cardiac, to include lung) organ transplant rejection is considered not medically necessary.
Rationale
HLA incompatibility between donors and recipients who are not genetically identical is a key barrier to solid organ transplantation. This incompatibility causes a form of allograft rejection triggered by the production of antibodies directed toward donor HLA molecules—antibody-mediated rejection. The presence of donor-specific anti-HLA antibodies is a key component of diagnosis of antibody-mediated rejection.
The monitoring of transplanted kidney is based on physical examination, urine volume, the assessment of albuminuria or proteinuria, serum creatinine, and glomerular filtration rate estimation based on serum creatinine. However, the serum creatinine level is not a biomarker able to predict or evaluate the progression of chronic injury and as a consequence is not specific or predictive.89 The histological examination through renal biopsy remains the gold standard for diagnosis to evaluate the rejection process of the transplanted kidney. Histologically, microvascular inflammation is a key diagnostic feature of antibody-mediated rejection in all types of organ allografts.90 Following the example of the field of oncology, in which the measurement of multigene-expression profiles in tissue has been implemented with increasing frequency, recent development of high throughput cellular and molecular biotechnologies has allowed development of new biomarkers associated with chronic renal injury, which not only provide insight into pathogenesis of chronic rejection but are also being explored for early detection.90, 91 A wide array of biomarkers are being explored, including transcriptomic, epigenetic, proteomic, metabolomic, and cellular biomarkers91 as well as imaging biomarkers. Urine and serum biomarkers such as NGAL, KIM-1, CXCL-10, CysC, OPN, and CLU play an essential role in detecting deteriorating renal function and are also being explored for the possibility of having an adjunctive role in the diagnosis of renal rejection alongside standard biochemical parameters and biopsy.89
In cardiac transplantation, endomyocardial biopsy is the current gold standard for cardiac allograft monitoring but is an expensive and invasive procedure. Although performing an endomyocardial biopsy is straightforward, the morbidity associated with this procedure motivated use of other means of diagnosing rejection. The AlloMap gene expression profile (GEP) test (manufactured by CareDx), an 11-gene expression signature derived from peripheral blood mononuclear cells, is a noninvasive test with a high negative predictive value for acute cellular rejection and noninferiority to management based on endomyocardial biopsy results in the IMAGE randomized trial.92 The AlloMap GEP is commonly used to screen low-risk patients, defined as those who are clinically stable, have a cardiac ejection fraction of 45% or greater and no signs or symptoms of heart failure or antibody-mediated rejection. Suitable low risk patients are then screened at pre-determined intervals, using biopsies performed only if the GEP score is abnormal. It is acknowledged that the International Society for Heart and Lung Transplantation (ISHLT) guidelines recently updated 2023 recommendations to test individuals between 2 months and 5 years post-transplant, although no new evidence justified the change—therefore, the IMAGE study continues to provide the best evidence for initiating testing at 6 months.92, 93 Additionally, industry bias (i.e., panelists who are financially biased towards manufacturers, such as CareDx) is still problematic, as it fosters conflicts of interest with panelists’ participation.
Proof of principle of a noninvasive diagnostic method based on high-throughput screening of donor-derived cell-free DNA (DD cf-DNA) has been demonstrated94, and similarly, early studies been conducted using specific sets of microRNAs to characterize antibody-mediated rejection95, 96 or gene-expression profiling test.97 Examples of such assays included Prospera (manufactured by Natera) and AlloSure (manufactured by CareDx). The clinical utility of such testing is not yet clear, and guidelines from the American Heart Association and Canadian Cardiovascular Society have not recommended such testing for routine use.98, 99 The ISHLT 2023 guideline update also lists DD cf-DNA as an option for surveillance, although they note elsewhere in the guideline that “Promising results have been reported in observational studies…[and] that some centers have adopted DD cf-DNA for rejection surveillance…”93 One large industry-funded registry study (the SHORE registry) evaluated 2077 subjects enrolled between 2018 and 2021 and had verified biopsy data, and were categorized as dual negative, GEP positive/dd-cfDNA negative, GEP negative/dd-cfDNA positive, or dual positive.100 In this study, the positive likelihood ratios for acute cellular rejection were small, ranging from 1.37 for the GEP-positive alone group to 3.90 for the dual positive group. There was also a temporal trend of decline in incidence in acute cellular rejection. Among the limitations of the SHORE registry study was the fact that endomyocardial biopsies and molecular testing associated with antibody-mediated rejection were excluded from the molecular testing performance characteristics analyses. Overall, the availability of impactful evidence in this realm is limited due to retrospective designs (often small sample sizes from single institutional studies), and lack of unbiased prospective interventional clinical trials.101, 102
As for the use of DD cf-DNA to detect lung allograft injury in individuals with single- or double-lung transplant(s), continued investigation is underway to determine the clinical utility of such testing. And although initial promising results have been observed, additional randomized, prospective, appropriately powered, and free of industry bias studies are necessary.103
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Codes
The following code list is not meant to be all-inclusive. Authorization requirements will vary by health plan. Please consult the applicable health plan for guidance on specific procedure codes.
Specific CPT codes for services should be used when available. Nonspecific or not otherwise classified codes may be subject to additional documentation requirements and review.
CPT/HCPCS
CPT® (Current Procedural Terminology) is a registered trademark of the American Medical Association (AMA). CPT® five-digit codes, nomenclature and other data are copyright by the American Medical Association. All Rights Reserved. AMA does not directly or indirectly practice medicine or dispense medical services. AMA assumes no liability for the data contained herein or not contained herein.
May Be Medically Necessary When Criteria are Met
Not Medically Necessary
Code | Not Medically Necessary |
---|---|
81291 | MTHFR (5,10-methylenetetrahydrofolate reductase) (eg, hereditary hypercoagulability) gene analysis, common variants (eg, 677T, 1298C) |
81324 | PMP22 (peripheral myelin protein 22) (eg, Charcot-Marie-Tooth, hereditary neuropathy with liability to pressure palsies) gene analysis; duplication/deletion analysis |
81325 | PMP22 (peripheral myelin protein 22) (eg, Charcot-Marie-Tooth, hereditary neuropathy with liability to pressure palsies) gene analysis; full sequence analysis |
81326 | PMP22 (peripheral myelin protein 22) (eg, Charcot-Marie-Tooth, hereditary neuropathy with liability to pressure palsies) gene analysis; known familial variant |
81440 | Nuclear encoded mitochondrial genes (eg, neurologic or myopathic phenotypes), genomic sequence panel, must include analysis of at least 100 genes, including BCS1L, C10orf2, COQ2, COX10, DGUOK, MPV17, OPA1, PDSS2, POLG, POLG2, RRM2B, SCO1, SCO2, SLC25A4, SUCLA2, SUCLG1, TAZ, TK2, and TYMP |
81441 | Inherited bone marrow failure syndromes (IBMFS) (eg, Fanconi anemia, dyskeratosis congenita, Diamond-Blackfan anemia, Shwachman-Diamond syndrome, GATA2 deficiency syndrome, congenital amegakaryocytic thrombocytopenia) sequence analysis panel, must include sequencing of at least 30 genes, including BRCA2, BRIP1, DKC1, FANCA, FANCB, FANCC, FANCD2, FANCE, FANCF, FANCG, FANCI, FANCL, GATA1, GATA2, MPL, NHP2, NOP10, PALB2, RAD51C, RPL11, RPL35A, RPL5, RPS10, RPS19, RPS24, RPS26, RPS7, SBDS, TERT, and TINF2 |
81448 | Hereditary peripheral neuropathies (eg, Charcot-Marie-Tooth, spastic paraplegia), genomic sequence analysis panel, must include sequencing of at least 5 peripheral neuropathy-related genes (eg, BSCL2, GJB1, MFN2, MPZ, REEP1, SPAST, SPG11, SPTLC1) |
81558 | Transplantation medicine (allograft rejection, kidney), mRNA, gene expression profiling by quantitative polymerase chain reaction (qPCR) of 139 genes, utilizing whole blood, algorithm reported as a binary categorization as transplant excellence, which indicates immune quiescence, or not transplant excellence, indicating subclinical rejection |
0007U | Drug test(s), presumptive, with definitive confirmation of positive results, any number of drug classes, urine, includes specimen verification including DNA authentication in comparison to buccal DNA, per date of service |
0055U | Cardiology (heart transplant), cell-free DNA, PCR assay of 96 DNA target sequences (94 single nucleotide polymorphism targets and two control targets), plasma |
0079U | Comparative DNA analysis using multiple selected single-nucleotide polymorphisms (SNPs), urine and buccal DNA, for specimen identity verification |
0087U | Tissue rejection (allograft organ heart), mRNA gene expression analysis of 1,283 genes utilizing microarray, measuring mRNA transcript levels in transplant heart biopsy tissue, with allograft rejection and injury algorithm reported as a probability score |
0088U | Tissue rejection (allograft organ kidney), mRNA gene expression analysis of 1,494 genes utilizing microarray, measuring mRNA transcript levels in transplant kidney biopsy tissue, with allograft rejection and injury algorithm reported as a probability score |
0118U | Transplantation medicine, quantification of donor-derived cell-free DNA using whole genome next-generation sequencing, plasma, reported as percentage of donor-derived cell-free DNA in the total cell-free DNA |
0217U | Neurology (inherited ataxias), genomic DNA sequence analysis of 51 genes including small sequence changes, deletions, duplications, short tandem repeat gene expansions, and variants in non-uniquely mappable regions, blood or saliva, identification and categorization of genetic variants |
0268U | Hematology (atypical hemolytic uremic syndrome [aHUS]), genomic sequence analysis of 15 genes, blood, buccal swab, or amniotic fluid |
0269U | Hematology (autosomal dominant congenital thrombocytopenia), genomic sequence analysis of 14 genes, blood, buccal swab, or amniotic fluid |
0270U | Hematology (congenital coagulation disorders), genomic sequence analysis of 20 genes, blood, buccal swab, or amniotic fluid |
0271U | Hematology (congenital neutropenia), genomic sequence analysis of 23 genes, blood, buccal swab, or amniotic fluid |
0272U | Hematology (genetic bleeding disorders), genomic sequence analysis of 51 genes, blood, buccal swab, or amniotic fluid, comprehensive |
0273U | Hematology (genetic hyperfibrinolysis, delayed bleeding), genomic sequence analysis of 8 genes (F13A1, F13B, FGA, FGB, FGG, SERPINA1, SERPINE1, SERPINF2, PLAU), blood, buccal swab, or amniotic fluid |
0274U | Hematology (genetic platelet disorders), genomic sequence analysis of 43 genes, blood, buccal swab, or amniotic fluid |
0276U | Hematology (inherited thrombocytopenia), genomic sequence analysis of 23 genes, blood, buccal swab, or amniotic fluid |
0277U | Hematology (genetic platelet function disorder), genomic sequence analysis of 31 genes, blood, buccal swab, or amniotic fluid |
0278U | Hematology (genetic thrombosis), genomic sequence analysis of 12 genes, blood, buccal swab, or amniotic fluid |
0319U | Nephrology (renal transplant), RNA expression by select transcriptome sequencing, using pretransplant peripheral blood, algorithm reported as a risk score for early acute rejection |
0320U | Nephrology (renal transplant), RNA expression by select transcriptome sequencing, using posttransplant peripheral blood, algorithm reported as a risk score for acute cellular rejection |
0355U | APOL1 (apolipoprotein L1) (eg, chronic kidney disease), risk variants (G1, G2) |
0493U | Transplantation medicine, quantification of donor-derived cell-free DNA (cfDNA) using next-generation sequencing, plasma, reported as percentage of donor-derived cell-free DNA |
0508U | Transplantation medicine, quantification of donor-derived cell-free DNA using 40 single nucleotide polymorphisms (SNPs), plasma, and urine, initial evaluation reported as percentage of donor-derived cell-free DNA with risk for active rejection |
0509U | Transplantation medicine, quantification of donor-derived cell-free DNA using up to 12 single-nucleotide polymorphisms (SNPs) previously identified, plasma, reported as percentage of donor-derived cell-free DNA with risk for active rejection |
S3852 | DNA analysis for APOE epsilon 4 allele for susceptibility to Alzheimer’s disease |
ICD-10 Diagnosis
Refer to the ICD-10 CM manual